David C. Smith
Professional summary
David Calvin Smith, who also goes by D C Smith, is a registered financial advisor currently at IMPASSIONED WEALTH MANAGEMENT LTD located in Napoleon, Ohio.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Calvin Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2009 - Present
IMPASSIONED WEALTH MANAGEMENT LTD
July 5, 2006 - December 31, 2007
IMPASSIONED WEALTH MANAGEMENT LTD
September 25, 1998 - April 5, 2006
EDWARD JONES
October 3, 1995 - December 31, 1996
SUNAMERICA SECURITIES, INC.
July 21, 1992 - September 12, 1995
BA INVESTMENT SERVICES, INC.
October 15, 1991 - July 24, 1992
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 7, 1990 - August 8, 1991
MORGAN STANLEY DW INC.
October 17, 1989 - May 16, 1990
INTERNATIONAL ASSETS ADVISORY, LLC
April 13, 1989 - November 1, 1989
THE STUART-JAMES COMPANY, INCORPORATED
October 20, 1987 - April 25, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
December 9, 1985 - September 17, 1987
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/23/2024)
(11/23/2010)
Exams
Current Firm
IMPASSIONED WEALTH MANAGEMENT LTD
CRD#: 139264 / SEC#: 801-66140
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 14,249,174 |
Red Flags
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