Charles John Potter Jr
Professional Summary
Charles John Potter JR, who also goes by Chuck Potter, is a registered financial advisor currently at SIMPLE WEALTH LLC located in Liberty Lake, Washington. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Charles has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chuck Potter
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO SECURITIES, LLC
ALLSTATE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO SECURITIES, LLC
ALLSTATE FINANCIAL SERVICES, LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO SECURITIES, LLC
ALLSTATE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO SECURITIES, LLC
ALLSTATE FINANCIAL SERVICES, LLC
Years of Experience
41 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO SECURITIES, LLC
ALLSTATE FINANCIAL SERVICES, LLC
Current Firm
INVESTMENT DYNAMICS, INC. | SIMPLE WEALTH LLC
Contact Information
Main Address
2310 N Molter Suite 103, Liberty Lake, WA 99019Phone Number
(509) 325-8471# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
112AUM (Assets Under Management)
$54,230,485Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO SECURITIES, LLC
ALLSTATE FINANCIAL SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO SECURITIES, LLC
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(7/27/2026)
(8/15/2017)
(1/6/2022)
(8/24/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO SECURITIES, LLC
ALLSTATE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Charles John Potter JR's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO SECURITIES, LLC
ALLSTATE FINANCIAL SERVICES, LLC
