Charles J. Potter

SIMPLE WEALTH LLC

Liberty Lake, WA 99019

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CRD#: 1402536

Professional summary

Charles John Potter JR, who also goes by Chuck Potter, is a registered financial advisor currently at SIMPLE WEALTH LLC located in Liberty Lake, Washington and OSAIC WEALTH, INC. located in Liberty Lake, Washington.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Charles has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Potter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SPOKANE BAPTIST ASSOCIATION HOMES POSITION: Board Member NATURE: Senior Housing Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/23/2015 ADDRESS: 12912 E 12th, Spokane WA 99216 DESCRIPTION: Board Member DBA - Simple Wealth SIMPLE WEALTH, LLC POSITION: Advisor Representative NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 11/18/2010 ADDRESS: 2310 N Molter Rd, Suite 103, Liberty Lake WA 99019 DESCRIPTION: Account management, research, sales and business/compliance operations INVESTMENT DYNAMICS, INC. POSITION: President NATURE: Insurance and operations staffing INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/15/1979 ADDRESS: 2310 N Molter Rd, Suite 103, Liberty Lake WA 99019 DESCRIPTION: Insurance sales, staff hiring and management. lease management and physical plant SIMPLE LEADERSHIP POSITION: Consultant NATURE: Content creation, Coaching and Mentoring INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2004 ADDRESS: 2310 N Molter Rd, Suite 103, Liberty Lake WA 99019 DESCRIPTION: Create content, coach and mentor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Potter JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2011 - Present

SIMPLE WEALTH LLC

Office #1: 2310 N Molter Suite 103, Liberty Lake, WA 99019

RIA

CRD#: 152865

Liberty Lake, WA

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2310 N Molter Rd Ste 103, Liberty Lake, WA 99019

RIA

CRD#: 23131

LIBERTY LAKE, WA

Past

September 18, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

LIBERTY LAKE, WA

Past

August 31, 2007 - January 2, 2013

SSN ADVISORY, INC.

RIA

CRD#: 126090

SPOKANE, WA

Past

August 31, 2007 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SPOKANE, WA

Past

July 19, 2006 - September 7, 2007

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

SPOKANE, WA

Past

July 19, 2006 - September 7, 2007

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

SPOKANE, WA

Past

April 4, 2000 - July 25, 2006

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SPOKANE, WA

Past

June 10, 1998 - July 25, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

SPOKANE, WA

Past

August 26, 1985 - June 1, 1998

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(6/14/2024)

Arizona
(6/14/2024)

California
(6/14/2024)

Colorado
(6/14/2024)

IAR

Idaho
(8/15/2017)

Idaho
(6/14/2024)

Michigan
(6/14/2024)

Montana
(6/14/2024)

North Carolina
(6/14/2024)

Oklahoma
(6/14/2024)

Oregon
(5/20/2025)

South Carolina
(6/14/2024)

Tennessee
(6/14/2024)

IAR

Texas
(1/6/2022)

Texas
(6/14/2024)

Utah
(6/14/2024)

IAR

Washington
(8/24/2011)

Washington
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/5/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SIMPLE WEALTH LLC

INVESTMENT DYNAMICS, INC. | SIMPLE WEALTH LLC

CRD#: 152865 / SEC#:

Idaho

Registered Investment Advisory firm - (8/14/2017 Approved)

Texas

Registered Investment Advisory firm - (1/6/2022 Conditional Restricted)

Washington

Registered Investment Advisory firm - (8/24/2011 Approved)

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Contact information

Main Address

2310 N Molter Suite 103, Liberty Lake, WA 99019

Mailing Address

Phone number

(509) 325-8471

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	262
AUM (Assets Under Management)	$ 65,329,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Charles J. Potter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Potter JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/1995

Series 63

Date: 9/7/1985

SIE

Date: 10/1/2018

Series 7

Date: 8/17/1985

Series 24

Date: 11/5/1993

FINRA

Current Firm

SIMPLE WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIMPLE WEALTH LLC

TRUST BUT VERIFY

Contact information

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