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CP

Charles J. Potter

SIMPLE WEALTH
Liberty Lake, WA 99019
Some features on this profile are disabled
CRD#: 1402536
CP

Professional summary

Charles John Potter JR, who also goes by Chuck Potter, is a registered financial advisor currently at SIMPLE WEALTH LLC located in Liberty Lake, Washington.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Charles has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chuck Potter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Potter JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 24, 2011 - Present

SIMPLE WEALTH LLC

Office #1: 2310 N Molter Suite 103, Liberty Lake, WA 99019
RIA
CRD#: 152865
Liberty Lake, WA
Past

June 14, 2024 - May 21, 2026

OSAIC WEALTH, INC.

BD
CRD#: 23131
LIBERTY LAKE, WA
Past

September 18, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LIBERTY LAKE, WA
Past

August 31, 2007 - January 2, 2013

SSN ADVISORY, INC.

RIA
CRD#: 126090
SPOKANE, WA
Past

August 31, 2007 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
SPOKANE, WA
Past

July 19, 2006 - September 7, 2007

GENEOS WEALTH MANAGEMENT, INC.

RIA
CRD#: 120894
SPOKANE, WA
Past

July 19, 2006 - September 7, 2007

GENEOS WEALTH MANAGEMENT, INC.

BD
CRD#: 120894
SPOKANE, WA
Past

April 4, 2000 - July 25, 2006

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
SPOKANE, WA
Past

June 10, 1998 - July 25, 2006

SECURITIES AMERICA, INC.

BD
CRD#: 10205
SPOKANE, WA
Past

August 26, 1985 - June 1, 1998

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Idaho
(8/15/2017)
IAR
Texas
(1/6/2022)
IAR
Washington
(8/24/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/3/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/7/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/5/1993
General Securities Principal Examination

Current Firm

SW
SIMPLE WEALTH LLC
INVESTMENT DYNAMICS, INC. | SIMPLE WEALTH LLC

CRD#: 152865 / SEC#:

Idaho
Registered Investment Advisory firm - (8/14/2017 Approved)
Texas
Registered Investment Advisory firm - (1/6/2022 Conditional Restricted)
Washington
Registered Investment Advisory firm - (8/24/2011 Approved)
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Contact information

Main Address
2310 N Molter Suite 103, Liberty Lake, WA 99019
Mailing Address
Phone number
(509) 325-8471
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts169
AUM (Assets Under Management)$ 52,913,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIMPLE WEALTH LLC

CRD#: 152865Liberty Lake, WA 99019

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