Steven Feldstein
Professional summary
Steven Feldstein, CFP®, ChFC®, CLU® is a registered financial advisor currently at FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES located in Basking Ridge, New Jersey and FELDSTEIN FINANCIAL GROUP, LLC located in Basking Ridge, New Jersey.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 8 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 22, Series 6, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Feldstein's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1995
Experience
May 15, 2002 - Present
FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES
January 9, 2002 - Present
FELDSTEIN FINANCIAL GROUP, LLC
Office #2: 1 Shadowbrook Lane, Basking Ridge, NJ 07920April 5, 2001 - March 14, 2002
CLEARING SERVICES OF AMERICA, INC.
January 11, 1995 - April 18, 2001
FIRST ALLIED SECURITIES, INC.
December 15, 1994 - January 6, 1995
FIRST ALLIED SECURITIES, INC.
January 10, 1991 - December 16, 1994
FIRST AFFILIATED SECURITIES
June 29, 1989 - December 17, 1990
MML INVESTORS SERVICES, LLC
December 14, 1987 - May 11, 1989
ADVANTAGE CAPITAL CORPORATION
September 9, 1985 - May 25, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES
CRD#: 109022 / SEC#: 801-56257
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2002)
(3/18/2002)
(2/15/2002)
(3/15/2002)
(5/15/2002)
(3/18/2002)
(3/18/2002)
(3/15/2002)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES
CRD#: 109022 / SEC#: 801-56257
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 735 |
| AUM (Assets Under Management) | $ 138,936,559 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FELDSTEIN, STEVEN DBA STEVEN FELDSTEIN & ASSOCIATES
CRD#: 109022Basking Ridge, NJTRUST BUT VERIFY
Monitor Steven Feldstein
Get automatic monthly alerts on:
