William K. Knox

KNOX CAPITAL

South Salem, NY

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CRD#: 1402395

Professional summary

William Keith Knox is a registered financial advisor currently at KNOX CAPITAL located in South Salem, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. William has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Keith Knox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2025 - Present

KNOX CAPITAL

RIA

CRD#: 329511

South Salem, NY

Past

April 4, 1996 - November 8, 2022

KAHN BROTHERS LLC

CRD#: 7720

NEW YORK, NY

Past

October 28, 1985 - January 30, 1996

CARR SECURITIES CORPORATION

CRD#: 1404

PORT WASHINGTON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/1985

General Securities Representative Examination

Current Firm

KNOX CAPITAL

KNOX CAPITAL | KNOX CAPITAL ADVISORS LLC

CRD#: 329511 / SEC#:

New York

Registered Investment Advisory firm - (3/7/2025 Approved)

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Contact information

Main Address

53 Bouton Road, South Salem, NY 10590

Mailing Address

Phone number

(914) 497-7015

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William K. Knox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Keith Knox's CRS (Customer Relationship Summary).

Certified licenses

Experience

KNOX CAPITAL

KAHN BROTHERS LLC

CARR SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2024

Series 63

Date: 10/28/1985

SIE

Date: 10/1/2018

Series 7

Date: 8/17/1985

Current Firm

KNOX CAPITAL

Contact information

Documents

Red Flags

Company Information

KNOX CAPITAL

TRUST BUT VERIFY

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