Daniel G. Mackie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Glenn Mackie, who also goes by Daniel G Mackie, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1985. Daniel had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 1996 - December 12, 2001
INVESTORS CAPITAL CORP.
June 21, 1995 - July 10, 1996
MAGNA INVESTMENTS
February 1, 1995 - April 24, 1995
INVESTMENT CENTERS OF AMERICA, INC.
June 16, 1993 - April 4, 1994
SUNAMERICA SECURITIES, INC.
October 17, 1990 - March 19, 1992
INVEST FINANCIAL CORPORATION
January 1, 1988 - September 21, 1990
MARKETING ONE SECURITIES, INC.
September 18, 1985 - February 11, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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