Anthony H. Chifari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Henry Chifari, who also goes by Tony Chifari, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1985. Anthony had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2006 - October 20, 2015
MISSIONSQUARE RETIREMENT
September 26, 2005 - October 20, 2015
MISSIONSQUARE INVESTMENT SERVICES
December 10, 2004 - September 28, 2005
PRINCIPAL SECURITIES, INC.
December 7, 2004 - September 28, 2005
PRINCIPAL SECURITIES, INC.
July 17, 1990 - August 11, 2004
STRATEGIC ADVISERS LLC
October 27, 1989 - August 11, 2004
FIDELITY BROKERAGE SERVICES LLC
February 13, 1989 - July 17, 1989
A. F. BEST SECURITIES, INC.
April 10, 1987 - January 23, 1989
AMERIFIRST SECURITIES CORPORATION
September 24, 1985 - January 7, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/14/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
