Hugh C. Wallace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Campbell Wallace JR was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 1985. Hugh had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2017 - March 15, 2018
HUNT FINANCIAL SECURITIES
May 11, 2015 - April 27, 2017
ROBERT W. BAIRD & CO. INCORPORATED
November 7, 2012 - January 16, 2015
HAPOALIM SECURITIES USA, INC.
July 25, 2011 - November 7, 2012
PIERPONT CAPITAL ADVISORS LLC
November 1, 2004 - July 8, 2011
JEFFERIES LLC
August 9, 2001 - November 1, 2004
BONDS DIRECT SECURITIES LLC
September 11, 1990 - August 21, 2001
GRUNTAL & CO., L.L.C.
November 15, 1989 - October 12, 1990
W.J. NOLAN & COMPANY, INC.
April 22, 1989 - October 17, 1989
BULL & BEAR SECURITIES, INC.
November 12, 1988 - May 3, 1989
MIDAS SECURITIES GROUP, INC.
July 12, 1988 - November 15, 1988
OSAIC FS, INC.
November 5, 1985 - July 22, 1988
CENTREVILLE SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HUNT FINANCIAL SECURITIES
CRD#: 169919 / SEC#: , 8-69397
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNT CAPITAL HOLDINGS INVESTMENTS, LLC | 100% MEMBER | |
| GUZMAN, JEFFREY M | CCO | 3095123 |
Red Flags
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