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Gregory Scott Lesavoy

CRD# 1401726·Registered 1986 - 2000
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Scott Lesavoy, who also goes by Gregory Scott Podnieks, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1986 - 2000. Gregory had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregory Scott Podnieks

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

HOTOVEC, POMERANZ & CO., LLC·CRD# 41178
BD
San Francisco, CA
November 29, 1999 - August 10, 2000
PREFERREDTRADE, INC.·CRD# 10993
BD
San Francisco, CA
March 29, 1999 - October 15, 1999
MOORS & CABOT, INC.·CRD# 594
BD
Boston, MA
September 9, 1998 - February 16, 1999
DAKIN SECURITIES CORPORATION·CRD# 6142
BD
San Francisco, CA
September 20, 1996 - September 9, 1998
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
October 31, 1990 - August 15, 1996
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
July 26, 1989 - May 9, 1990
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
November 3, 1988 - June 14, 1989
MORGAN STANLEY DW INC.·CRD# 7556
BD
August 10, 1988 - October 31, 1988
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
November 3, 1987 - June 13, 1988
LEGG MASON MASTEN INC.·CRD# 2
BD
October 30, 1987 - November 4, 1987
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
August 12, 1987 - October 31, 1987
CAPITAL EXPANSION GROUP, INC.·CRD# 16067
BD
January 30, 1986 - October 23, 1987

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Current Firm

HP
HOTOVEC, POMERANZ & CO., LLC

HOTOVEC POMERANZ & CO., INC. | HOTOVEC, POMERANZ & CO., LLC | HOTOVEC, POMERANZ & CO., INC. | HOTOVEC, POMERANZ & CO. | HOTOVEC POMERANZ, INC.

CRD#: 41178 / SEC#: 8-49324
BD
Cancelled by SEC on 10/09/2003

Contact Information

Established

California since 11/02/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HPC VENTURES, LLCPARENT COMPANY—
HOTOVEC, THOMAS FRANCISFINANCIAL AND OPERATIONS PRINCIPAL2977555
OLSON, WENDY LEECHIEF COMPLIANCE OFFICER1903253

Disclosures

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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