Peggy C. Michelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peggy Crystal Michelman, who also goes by Peggy C Michelman, was a registered financial professional .
Peggy is a previously registered financial professional and started their career in finance in 1986. Peggy had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2021 - December 22, 2023
CIRCLE ADVISERS INC
July 9, 2004 - September 4, 2009
HORNOR, TOWNSEND & KENT, LLC
April 20, 1993 - July 16, 2002
GOLDEN HARRIS CAPITAL GROUP, INC.
June 30, 1987 - April 7, 1993
HORNOR, TOWNSEND & KENT, LLC
April 23, 1986 - December 21, 1989
CIRCLE PROPERTIES,LTD.
Primary Firm SEC Registration
CIRCLE ADVISERS INC
CRD#: 110818 / SEC#: 801-18150
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIRCLE ADVISERS INC
CRD#: 110818 / SEC#: 801-18150
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,184 |
| AUM (Assets Under Management) | $ 819,802,922 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
