Craig M. Wiener

ALDEN INVESTMENT GROUP

Memphis, TN

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CRD#: 1401644

Professional summary

Craig M Wiener, who also goes by Craig Michael Wiener, is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Memphis, Tennessee and ALDEN CAPITAL located in Memphis, Tennessee.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Craig has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Craig Michael Wiener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig M Wiener's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2025 - Present

ALDEN INVESTMENT GROUP

RIA

CRD#: 317077

Memphis, TN

Current

March 13, 2025 - Present

ALDEN CAPITAL

RIA

CRD#: 293551

Memphis, TN

Current

March 7, 2025 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

December 21, 2018 - March 11, 2025

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Memphis, TN

Past

December 19, 2018 - March 11, 2025

REALTA EQUITIES, INC.

CRD#: 23769

WILMINGTON, DE

Past

January 2, 2014 - December 21, 2018

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

MEMPHIS, TN

Past

January 2, 2014 - December 21, 2018

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

May 7, 2009 - January 2, 2014

AARON CAPITAL INCORPORATED

RIA

CRD#: 28583

CARLSBAD, CA

Past

September 8, 2008 - January 2, 2014

AARON CAPITAL INCORPORATED

CRD#: 28583

COLUMBUS, GA

Past

April 8, 2008 - December 31, 2008

AARON CAPITAL INCORPORATED

RIA

CRD#: 28583

CARLSBAD, CA

Past

March 30, 2004 - April 1, 2008

B. RILEY WEALTH MANAGEMENT

RIA

CRD#: 2543

MEMPHIS, TN

Past

November 27, 2000 - April 1, 2008

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

June 6, 1997 - December 13, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 18, 1987 - June 10, 1997

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

December 23, 1985 - November 3, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(3/20/2025)

IAR

Arkansas
(3/26/2025)

IAR

California
(3/20/2025)

IAR

Florida
(3/26/2025)

IAR

Kentucky
(4/9/2025)

IAR

Louisiana
(3/19/2025)

IAR

Maryland
(3/7/2025)

IAR

Michigan
(3/21/2025)

IAR

Mississippi
(3/19/2025)

IAR

New Jersey
(7/17/2025)

IAR

Oklahoma
(3/19/2025)

Tennessee
(3/10/2025)

IAR

Tennessee
(3/13/2025)

IAR

Texas
(3/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

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Contact information

Main Address

37 West Ave Suite 301, Wayne, PA 19087

Mailing Address

37 West Ave Suite 301, Wayne, PA 19087

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	3,147
AUM (Assets Under Management)	$ 1,444,147,688

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig M. Wiener

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig M Wiener's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDEN CAPITAL

J. ALDEN ASSOCIATES, INC.

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

AARON CAPITAL INCORPORATED

AARON CAPITAL INCORPORATED

AARON CAPITAL INCORPORATED

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

UBS FINANCIAL SERVICES INC.

MORGAN KEEGAN & COMPANY, LLC

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

ALDEN CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2002

Series 63

Date: 1/9/1986

SIE

Date: 10/1/2018

Series 7

Date: 12/21/1985

FINRA

Current Firm

ALDEN CAPITAL

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN CAPITAL

TRUST BUT VERIFY

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