Craig J. Summa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig John Summa was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1985. Craig had worked at 18 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2005 - December 11, 2006
FRANKLIN ROSS, INC.
March 24, 2003 - July 29, 2005
J.P. MATRIX PARTNERS L.L.C
December 6, 2002 - March 17, 2003
METRO TRADING, INC.
August 27, 2001 - April 25, 2002
JERSEY SHORE TRADING GROUP INC.
April 5, 2001 - May 23, 2002
PHILLIP LOUIS TRADING, INC.
November 28, 2000 - March 21, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
July 2, 1998 - November 28, 2000
PACIFIC CONTINENTAL SECURITIES CORPORATION
January 8, 1998 - June 26, 1998
THE CAMELOT GROUP, INC.
December 18, 1996 - February 25, 1998
DANALLEN INVESTMENT GROUP INC.
July 30, 1996 - December 24, 1996
WILLIAM SCOTT & CO. L.L.C.
January 16, 1996 - July 26, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
April 25, 1994 - June 9, 1995
THE WELLINGTON GROUP, INC.
December 2, 1993 - June 3, 1994
AMERICAP FINANCIAL, INC.
July 22, 1991 - November 12, 1993
CROWN FINANCIAL GROUP, INC.
May 5, 1989 - August 20, 1991
BARRETT DAY SECURITIES, INC.
November 21, 1988 - May 16, 1989
INDIVIDUAL'S SECURITIES LTD.
December 17, 1986 - December 3, 1988
GREENTREE SECURITIES CORP.
September 24, 1985 - December 18, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/30/1999
Limited Representative-Equity Trader ExamCurrent Firm
FRANKLIN ROSS, INC.
CRD#: 43610 / SEC#: , 8-50356
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
