DC
David H. Chow
DANCOURT MANAGEMENT
Houston, TX
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CRD#: 1401207
DC
Professional summary
David Huaiming Chow, who also goes by David H Chow, is a registered financial advisor currently at DANCOURT MANAGEMENT, LLC located in Houston, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David H Chow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VAN ECK ETF TRUST / INVESTMENT-RELATED / 666 THIRD AVE. NEW YORK, NY 10017 / ROLE: TRUSTEE / SINCE 2006 / APX. 2 DAYS PER MONTH NEW YORK LIFE MAINSTAY GROUP OF MUTUAL FUNDS / INVESTMENT-RELATED / 51 MADISON AVE. NEW YORK, NY 10010 / ROLE: TRUSTEE / SINCE 2015 / APX. 2 DAYS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view David Huaiming Chow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2012 - Present
DANCOURT MANAGEMENT, LLC
RIA
CRD#: 163698
Houston, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/15/2015)
Exams
Current Firm
DM
DANCOURT MANAGEMENT, LLC
DANCOURT MANAGEMENT LLC | DANCOURT MANAGEMENT, LLC
CRD#: 163698 / SEC#:
Connecticut
Registered Investment Advisory firm - (6/29/2015 Terminated)Texas
Registered Investment Advisory firm - (4/15/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Houston, TX
Mailing Address
448 W. 19th St. Md 186, Houston, TX 77008
Phone number
(203) 255-3121
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 89,229,016 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
