Jeffrey S. Jones
Professional summary
Jeffrey Scott Jones, AIF® is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Richfield, Ohio and FEDERATED SECURITIES CORP. located in Richfield, Ohio.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeffrey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Scott Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2006 - Present
FEDERATED INVESTMENT COUNSELING
November 11, 2009 - Present
FEDERATED SECURITIES CORP.
May 12, 2010 - Present
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
August 17, 2021 - Present
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
April 11, 2006 - Present
FEDERATED SECURITIES CORP.
Office #1: 1001 Liberty Avenue, Pittsburgh, PA 15222-3779May 12, 2010 - December 31, 2011
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
March 23, 2002 - April 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 15, 2002 - April 10, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2006)
(4/11/2006)
(10/12/2022)
(4/24/2024)
(4/11/2006)
(5/18/2015)
(10/30/2018)
(5/12/2010)
(5/18/2015)
(8/17/2021)
(4/11/2006)
(4/12/2006)
(4/11/2006)
(5/21/2018)
Exams
FINRA
Current Firm
FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,579 |
| AUM (Assets Under Management) | $ 199,641,239,415 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/11/2023 | ||
| 07/29/2022 |
Red Flags
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