Marcel A. Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcel Alberto Martinez JR, who also goes by Marcel Alberto Martinez, was a registered financial professional .
Marcel is a previously registered financial professional and started their career in finance in 1990. Marcel had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 1994 - July 6, 1994
DAEHAN SECURITIES, INC.
January 6, 1993 - November 15, 1994
HANMI SECURITIES, INC.
March 4, 1992 - August 24, 1992
R.K. STEELE
May 24, 1990 - March 21, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DAEHAN SECURITIES, INC.
CRD#: 25447 / SEC#: , 8-41752
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
