Joaquin H. Fernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joaquin Hipolito Fernandez, who also goes by Jack Hipolito Fernandez, Jack Fernandez, Joaquin H Fernandez, was a registered financial professional .
Joaquin is a previously registered financial professional and started their career in finance in 1985. Joaquin had worked at 9 firms and has passed the Series 63, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1990 - April 17, 1990
BOUCHER, OEHMKE & COMPANY
November 28, 1989 - December 21, 1989
J F LOWE & COMPANY INCORPORATED
July 20, 1989 - April 16, 1990
WILLIAM M. CADDEN & CO., INC.
February 22, 1989 - May 26, 1989
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
October 11, 1988 - February 27, 1989
POWER SECURITIES CORPORATION
July 27, 1988 - September 2, 1988
MARSHALL DAVIS, INC.
January 4, 1988 - August 15, 1988
GREENTREE SECURITIES CORP.
November 24, 1986 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
September 24, 1985 - December 4, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOUCHER, OEHMKE & COMPANY
CRD#: 17470 / SEC#: , 8-35049
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
