Phillip R. Powers

FOCUS 401 (K) GROUP

Addison, TX 75001

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CRD#: 1400797

Professional summary

Phillip Russell Powers, AIF®, who also goes by Phil Powers, Phill Powers, is a registered financial advisor currently at FOCUS 401 (K) GROUP, LLC located in Addison, Texas.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Phillip has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Powers | Phill Powers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PPL HOLDINGS - 33% OWNER, 2001, APPROX 2 HRS PER MONTH, RESIDENTIAL CONSTRUCTION. COMP: SPLIT OF PROFITS. 2. 10/01/2012: DBA ONLY / FOCUS 401(K) GROUP / ADDISON, TX

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Russell Powers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 12, 2014 - Present

FOCUS 401 (K) GROUP, LLC

Office #1: 16415 Addison Road Suite 312, Addison, TX 75001

RIA

CRD#: 172217

Addison, TX

Past

November 30, 2010 - November 18, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

ADDISON, TX

Past

November 30, 2010 - November 18, 2014

LPL FINANCIAL LLC

CRD#: 6413

ADDISON, TX

Past

March 4, 2008 - November 30, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

DALLAS, TX

Past

August 6, 2007 - October 15, 2008

NRP FINANCIAL, INC.

RIA

CRD#: 103717

DALLAS, TX

Past

August 6, 2007 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

DALLAS, TX

Past

April 15, 2005 - August 6, 2007

FINANCIAL TELESIS INC

RIA

CRD#: 31012

DALLAS, TX

Past

May 7, 2004 - August 6, 2007

FINANCIAL TELESIS INC

CRD#: 31012

DALLAS, TX

Past

February 21, 2003 - April 30, 2004

STERLING FINANCIAL INVESTMENT GROUP, INC.

CRD#: 41506

BOCA RATON, FL

Past

March 27, 2002 - February 11, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

April 9, 2001 - November 28, 2001

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

April 5, 1996 - April 3, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 29, 1993 - June 6, 1994

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

January 1, 1988 - June 29, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

August 20, 1985 - December 15, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOCUS 401 (K) GROUP, LLC

CRD#: 172217 / SEC#: 801-80065

RIA

Registered Investment Advisory firm - (7/11/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/12/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/18/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/26/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/9/2005

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FOCUS 401 (K) GROUP, LLC

CRD#: 172217 / SEC#: 801-80065

RIA

Registered Investment Advisory firm - (7/11/2014 Approved)

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Contact information

Main Address

16415 Addison Road Suite 312, Addison, TX 75001

Mailing Address

Phone number

(214) 373-4113

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A AND 2B (1/20/2025)

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 99,828,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Phillip R. Powers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Russell Powers's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

NRP FINANCIAL, INC.

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

STERLING FINANCIAL INVESTMENT GROUP, INC.

WALNUT STREET SECURITIES, INC.

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FOCUS 401 (K) GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/1997

Series 63

Date: 3/26/1993

SIE

Date: 11/18/2014

Series 7

Date: 6/27/1997

Series 6

Date: 3/26/1993

Series 26

Date: 11/9/2005

Current Firm

FOCUS 401 (K) GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOCUS 401 (K) GROUP, LLC

TRUST BUT VERIFY

Contact information

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