Gary E. Leman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Edward Leman was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1985. Gary had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2007 - December 31, 2008
LEMAN FINANCIAL ADVISORS, INC.
September 16, 2005 - December 31, 2006
LEMAN FINANCIAL ADVISORS, INC.
July 18, 2002 - December 31, 2014
COMMONWEALTH FINANCIAL NETWORK
August 24, 1998 - December 31, 2014
COMMONWEALTH FINANCIAL NETWORK
October 1, 1997 - August 24, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
November 29, 1985 - October 1, 1997
USLIFE EQUITY SALES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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