AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
GH

Greg W. Hausler

PROBITAS FUNDS GROUP
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 1400675
GH

Professional summary


Greg William Hausler, who also goes by Greg W. Hausler, is a registered financial professional currently at PROBITAS FUNDS GROUP, LLC located in San Francisco, California.

Greg is registered as a RR (Registered Representative) and started their career in finance in 1995. Greg has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Greg W. Hausler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Greg William Hausler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 15, 2002 - Present

PROBITAS FUNDS GROUP, LLC

Office #1: 425 California Street Suite 550, San Francisco, CA 94104Office #2: 60 E 42nd Street (one Grand Central Place) Suite 856, New York, NY 10165
BD
CRD#: 115876
San Francisco, CA
Past

November 3, 2000 - May 30, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

March 2, 1998 - May 29, 2001

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

October 1, 1997 - February 18, 1998

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA
Past

August 23, 1995 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

BD
CRD#: 7730
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/28/2017)
RR
Arizona
(9/18/2017)
RR
California
(3/12/2002)
RR
Colorado
(9/22/2017)
RR
Montana
(9/7/2017)
RR
Nevada
(1/26/2021)
RR
New Hampshire
(9/7/2017)
RR
New York
(8/15/2002)
RR
North Dakota
(8/4/2016)
RR
Ohio
(1/10/2003)
RR
Oregon
(9/21/2017)
RR
Texas
(1/1/2004)
RR
Utah
(5/9/2016)
RR
Washington
(7/12/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 8/18/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PF
PROBITAS FUNDS GROUP, LLC
PROBITAS FUNDS GROUP, LLC

CRD#: 115876 / SEC#: , 8-53512

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
425 California Street Suite 550, San Francisco, CA 94104
Mailing Address
425 California Street Suite 550, San Francisco, CA 94104
Phone number
(415) 402-0700
Established
Delaware since 07/25/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PROBITAS PARTNERS, L.P.OWNER
HAUSLER, GREG WILLIAMCHIEF COMPLIANCE OFFICER
O'SULLIVAN, SINEAD MAIRECFO, FINOP, PFO, POO5823131
TSAO, RAYMOND W.EXECUTIVE REPRESENTATIVE4688979

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PROBITAS FUNDS GROUP, LLC

CRD#: 115876San Francisco, CA 94104

TRUST BUT VERIFY

Monitor Greg Hausler

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics