KB
Keith M. Basso
NAVELLIER & ASSOCIATES
RENO, NV 89501-2107
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CRD#: 1400457
KB
Professional summary
Keith Michael Basso is a registered financial advisor currently at NAVELLIER & ASSOCIATES INC located in Reno, Nevada.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Keith has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOLE MEMBER OF ANTIETAM BLOODSTOCK, LLC, A NEVADA LIMITED LIABILITY COMPANY, MANAGES HORSE BUSINESS AND PARTNERSHIP. ANTIETAM BLOODSTOCK IS THE MANAGING PARTNER(GENERAL) OF ANTIETAM THOROGHBREDS, ANTIETAM II, ANTIETAM III. EASCH OF THESE SUBSEQUENT PARTNERSHIPS OWN PORTIONS OF HORSES FOR THE PURPOSE OF RACING, BREEDING, BUYING AND SELLING. THE INCEPTION DATES FOR ANTIETAM BLOODSTOCK, LLC AND ANTIETAM THOROUGHBREDS WAS 10/04. INCEPTION DATE FOR ANTIETAM II, LLC 10/05. INCEPTION DATE FOR ANTIETAM III, LLC 10/06. BUSINESSES REQUIRE APPROX. 40 HRS PER MONTH, ALL ON WEEKENDS AND DURING NON BUSINESS HOURS.DUTIES INCLUDE PAYING ALL THE BILLS AND MAINTAING THE BOOKS OF THE PARTNERSHIP AND HELPING TO SELECT THE HORSES FOR PURCHASE ONCE EVERY SEPTEMBER. ALSO WRITE NEWSLETTER, AS NEEDED BASIS TO THE INVOLVED IN THE PARTNERS.*** PASSIVE PARTNER IN ORLEANS MINI STORAGE, A MASSACHUSETTS, LLC- ORLEANS, MASS- RENTAL INCOME SPLIT AMONG PARTNERS- 0 HRS PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Keith Michael Basso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2007 - Present
NAVELLIER & ASSOCIATES INC
Office #1: One E. Liberty, Suite 504, Reno, NV 89501-2107RIA
CRD#: 107568
RENO, NV
Past
November 10, 2006 - November 24, 2009
IFS FUND DISTRIBUTORS, INC.
BD
CRD#: 24075
RENO, NV
Past
June 23, 1994 - November 1, 2006
NAVELLIER SECURITIES CORP.
BD
CRD#: 34861
RENO, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
N&
NAVELLIER & ASSOCIATES INC
NAVELLIER & ASSOCIATES INC
CRD#: 107568 / SEC#: 801-30582
RIA
Registered Investment Advisory firm - (10/30/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(2/12/2007)
IAR
Texas(2/12/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
N&
NAVELLIER & ASSOCIATES INC
NAVELLIER & ASSOCIATES INC
CRD#: 107568 / SEC#: 801-30582
RIA
Registered Investment Advisory firm - (10/30/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One E. Liberty, Suite 504, Reno, NV 89501-2107
Mailing Address
Phone number
(775) 785-2300
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,308 |
| AUM (Assets Under Management) | $ 882,832,800 |
Red Flags
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