James Mccusker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Mccusker was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 3 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2014 - March 9, 2019
AURORA FINANCIAL ADVISORS, LLC
November 21, 2005 - August 7, 2014
JAMES MCCUSKER & ASSOCIATES
July 1, 1999 - September 22, 1999
COMMONWEALTH FINANCIAL NETWORK
November 20, 1985 - July 1, 1997
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
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Exams
Current Firm
AURORA FINANCIAL ADVISORS, LLC
CRD#: 120985 / SEC#: 801-100394
Contact information
Red Flags
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