William H. Clark
Professional summary
William Hinton Clark was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, William had worked at 6 firms, which includes CORTLANDT CAPITAL CORPORATION, JASON MACKENZIE SECURITIES INC., CIBC WORLD MARKETS CORP., LEHMAN BROTHERS INC., UBS FINANCIAL SERVICES INC., PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 1993 - June 28, 1995
CORTLANDT CAPITAL CORPORATION
January 21, 1993 - April 30, 1993
JASON MACKENZIE SECURITIES, INC.
May 29, 1992 - December 2, 1992
CIBC WORLD MARKETS CORP.
August 21, 1990 - June 4, 1992
LEHMAN BROTHERS INC.
August 15, 1988 - August 24, 1990
UBS FINANCIAL SERVICES INC.
May 21, 1986 - August 29, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CORTLANDT CAPITAL CORPORATION
CRD#: 25152 / SEC#: , 8-41592
Contact information
Documents
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