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Muhammad Akram Khan

CRD# 1400089·Registered 1989 - 2011
Suspended: Muhammad Akram Khan was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Muhammad Akram Khan was a registered financial advisor. Muhammad was a previously registered financial professional and started their career in finance 1989 - 2011. Muhammad had worked at 8 firms and has passed the Series 63, Series 7, Series 4, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

BLUECHIP SECURITIES, INC.·CRD# 45726
BD
Houston, TX
November 20, 1998 - April 7, 2011
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
November 11, 1996 - June 11, 1998
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
December 16, 1994 - November 13, 1996
FIRST AFFILIATED SECURITIES·CRD# 23737
BD
La Jolla, CA
July 22, 1994 - August 29, 1995
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.·CRD# 2864
BD
Bryan, OH
June 17, 1994 - July 15, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
March 16, 1994 - June 22, 1994
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
September 24, 1993 - March 26, 1994
MURCHISON INVESTMENT BANKERS, INC.·CRD# 20027
BD
August 15, 1989 - December 20, 1989

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Current Firm

BS
BLUECHIP SECURITIES, INC.

BLUECHIP SECURITIES, INC. | T G SECURITIES, INC.

CRD#: 45726 / SEC#: 8-51149
BD
Cancelled by SEC on 11/20/2013

Contact Information

Established

Texas since 07/29/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BLUECHIP HOLDING,.INCSHARE HOLDER—
HILL, JERRY MOORECCO, FINOP, GEN SEC PRIN—

Disclosures

Regulatory Event

4

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2000About the Series 4 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Apr 1999About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Dec 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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