Muhammad A. Khan
Professional summary
Muhammad Akram Khan was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Muhammad Akram Khan was a registered financial professional .
Muhammad is a previously registered financial professional and started their career in finance in 1989. Muhammad had worked at 8 firms and has passed the Series 63, Series 7, Series 4, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1998 - April 7, 2011
BLUECHIP SECURITIES, INC.
November 11, 1996 - June 11, 1998
ROUND HILL SECURITIES, INC.
December 16, 1994 - November 13, 1996
FIRST ALLIED SECURITIES, INC.
July 22, 1994 - August 29, 1995
FIRST AFFILIATED SECURITIES
June 17, 1994 - July 15, 1994
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
March 16, 1994 - June 22, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 24, 1993 - March 26, 1994
FIRST ASSET MANAGEMENT, INC.
August 15, 1989 - December 20, 1989
MURCHISON INVESTMENT BANKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 4/12/1999
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BLUECHIP SECURITIES, INC.
CRD#: 45726 / SEC#: , 8-51149
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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