Bert J. Vicchio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bert John Vicchio was a registered financial professional .
Bert is a previously registered financial professional and started their career in finance in 1985. Bert had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2009 - January 13, 2015
BV CAPITAL INVESTMENTS LLC
July 20, 2004 - February 21, 2009
STRATEGIC ADVISERS LLC
July 12, 2004 - February 21, 2009
FIDELITY BROKERAGE SERVICES LLC
July 30, 2003 - January 13, 2004
CHARLES SCHWAB & CO., INC.
April 6, 1987 - January 13, 2004
CHARLES SCHWAB & CO., INC.
February 18, 1987 - April 13, 1987
TITAN/VALUE EQUITIES GROUP, INC.
September 25, 1985 - February 25, 1987
TRANSINTERNATIONAL SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/11/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BV CAPITAL INVESTMENTS LLC
CRD#: 150642 / SEC#:
Contact information
Red Flags
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