Raymond S. Hines

BARRETT CAPITAL MANAGEMENT,LLC

Glen Allen, VA

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CRD#: 1399907

Professional summary

Raymond Spencer Hines JR, who also goes by Raymond Spencer Hines, is a registered financial advisor currently at BARRETT CAPITAL MANAGEMENT,LLC located in Glen Allen, Virginia.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Raymond has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raymond Spencer Hines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Spencer Hines is the Owner of Southern Financial Advisory, LLC. In this role, Spencer consults with businesses regarding debt financing, capital lease financing, and purchase or sale of a business. No conflict of interest is created by such role as no client referrals are made between Barrett Capital Management, LLC and Southern Financial Advisory, LLC. Spencer Hines is the Manager at Southern Financial Advisory, LLC; Non-Investment Related; Business Location: 1000-D Heathsville Court Glen Allen Virginia 23060; Business Start Date: 2018-04-19; Business Description: provide advice on selling or buying a small; Responsibilities Duties: general development and matching buyer and seller of small businesses; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 100.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Spencer Hines JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2014 - Present

BARRETT CAPITAL MANAGEMENT,LLC

RIA

CRD#: 117272

Glen Allen, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/15/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2014

Uniform Investment Adviser Law Examination

Current Firm

BARRETT CAPITAL MANAGEMENT,LLC

CRD#: 117272 / SEC#: 801-63027

RIA

Registered Investment Advisory firm - (3/31/2015 Terminated)

Florida

Registered Investment Advisory firm - (12/6/2019 Approved)

Texas

Registered Investment Advisory firm - (9/8/2025 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (3/31/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

812 Moorefield Park Drive Suite 112, Richmond, VA 23236

Mailing Address

Phone number

(804) 419-1100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	161
AUM (Assets Under Management)	$ 42,150,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Raymond S. Hines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Spencer Hines JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARRETT CAPITAL MANAGEMENT,LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2014

Current Firm

BARRETT CAPITAL MANAGEMENT,LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARRETT CAPITAL MANAGEMENT,LLC

TRUST BUT VERIFY

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