NB
Nancy L. Beck
J. W. COLE ADVISORS
INDIANAPOLIS, IN 46216
Some features on this profile are disabled
CRD#: 1399902
NB
Professional summary
Nancy Lynn Beck, CFP®, who also goes by Nancy L Beck, Nancy Lynn Beckleonard, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Indianapolis, Indiana and J.W. COLE FINANCIAL, INC. located in Indianapolis, Indiana.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Nancy has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nancy L Beck | Nancy Lynn Beckleonard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) BECK INSURANCE SERVICES (ADDED 6/15); INVESTMENT RELATED; 5825 N. POST ROAD; INSURANCE, LIFE, HEALTH, LTC, INDEX & FIXED ANNUITIES; SOLE PROPRIETOR; Started 1984; 20 HRS/MONTH, 20 TRADING HRS/MONTH; INSURANCE SALES; NON COMPANY/OFFICER POSITION; CLIENT INVOLVEMENT; $150/YR. (2) BECK FINANCIAL STRATEGIES INC. (ADDED 6/2015); DBA; INVESTMENT RELATED; 5825 N POST ROAD; OWNER; START: 7/92; 20 HRS/MONTH, 20 TRADING HOURS/MONTH; PUBLIC SPEAKING; COMPANY OFFICER POSITION; CLIENT INVOLVEMENT. (3) NANCY BECK FINE ART; NON-INVESTMENT RELATED; 8150 MIDDLE BAY LANE INDIANAPOLIS, IN 46236; ART E. ARTIST; START - 2003; 10 HRS/MONTH, 5 TRADING HRS/MONTH; PAINTING OR POSSIBLY SELLING A PAINTING; NON COMPANY/OFFICER POSITION; CLIENT INVOLVEMENT. (4) A. BECK POST ROAD PROPERTIES LLC B. NON INVESTMENT RELATED C. 5825 N. POST ROAD D. REAL ESTATE F. OWNER G. 2013 H. 40 HRS/MONTH I. 40 TRADING HRS/MONTH J. OFFICE THAT BUSINESS IS HELD K. COMPANY OFFICER POSITION L. NO CLIENT INVOLVEMENT M. $15K/YR (RENT). (5) A. KEY WEST RENTAL (3ND HOME) B. NON-INVESTMENT RELATED C. 720 PASSOVER LN, KEY WEST, FL 33040 D. 2ND HOME, SOMETIMES RENTED E. 2011 F. 1 HR/MONTH G. 0 TRADING HRS/MONTH H. NO DUTIES. (6) AUTHOR; "THE ART OF THE PLAN"; INVESTMENT RELATED; BOOK SALES; ADDRESS: SAME AS BRANCH; 5 HOURS PER MONTH, 2 DURING TRADING HOURS. (7) Musician and Performer; Not investment related; Signer and guitar player; Singing and performing with a group; Start 11/15/2023; 8 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Lynn Beck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
May 8, 2015 - Present
J. W. COLE ADVISORS, INC.
Office #1: 5825 N. Post Road, Indianapolis, IN 46216RIA
CRD#: 112294
INDIANAPOLIS, IN
Current
May 8, 2015 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 5825 North Post Road, Indianapolis, IN 46216BD
CRD#: 124583
Indianapolis, IN
Past
April 4, 2007 - June 3, 2015
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
INDIANAPOLIS, IN
Past
December 8, 1998 - December 13, 2017
BECK FINANCIAL STRATEGIES, INC.
RIA
CRD#: 122640
INDIANAPOLIS, IN
Past
March 23, 1995 - November 9, 1999
CFD INVESTMENTS, INC.
BD
CRD#: 25427
KOKOMO, IN
Past
March 10, 1995 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
March 10, 1995 - June 3, 2015
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
October 30, 1993 - March 6, 1995
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
September 11, 1985 - October 29, 1993
CENTURY INVESTORS OF AMERICA, INC.
BD
CRD#: 5322
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/8/2015)
RR
Florida(5/8/2015)
RR
Indiana(5/8/2015)
IAR
Indiana(5/8/2015)
RR
Iowa(5/8/2015)
RR
Michigan(5/8/2015)
RR
Ohio(5/8/2015)
IAR
Texas(8/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
