AP
Alan S. Pransky
LIFEMARK SECURITIES
Peabody, MA
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CRD#: 1399836
AP
Professional summary
Alan Stephen Pransky is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Peabody, Massachusetts.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Alan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA THE PRANSKY FINANCIAL GROUP, investment related, 1101 Pine Brook Drive, Peabody, MA 01960/MAIL: PO BOX 2232, PEABODY, MA 01960 . Independent insurance agent, sales and service of insurance, including life, ACCIDENT & HEALTH, DISABILITY, EQUITY INDEXED ANNUITIES AND FIXED ANNUITIES, began 1/2011, also do administrative services for wife's consulting business. THE PRANSKY FINANCIAL GROUP, INC., VP,not investment related, 4 HOURS PER DAY DURING SECURITIES TRADING HOURS, began 2/2011, PROVIDING ADMINISTRATIVE SERVICES TO SPOUSE'S CONSULTING BUSINESS, which provides consulting services to B/Ds and other related financial services companies. TEMPLE TORAT EMET MENS CLUB; BOYNTON BEACH, FL 33472; BOARD MEMBER; NON-INVESTMENT RELATED; 2 HOURS PER WEEK; START DATE: 8/2017 Board of Directors - Maple Hill Cemetery Association / Not investment Related; PO Box 2104 Workmen's Circle Drive Peabody, MA 01960, 2 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Stephen Pransky's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alan Stephen Pransky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2018 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Peabody, MA
Current
December 1, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: One Blue Hill Plaza #1509-75, Pearl River, NY 10965RIA
BD
CRD#: 16204
Pearl River, NY
Past
May 28, 2013 - November 30, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
PEABODY, MA
Past
July 26, 2012 - November 30, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
PEABODY, MA
Past
May 8, 2009 - July 23, 2012
TRUSTMONT ADVISORY GROUP, INC.
RIA
CRD#: 106015
GREENSBURG, PA
Past
April 23, 2009 - July 23, 2012
TRUSTMONT FINANCIAL GROUP, INC.
BD
CRD#: 18312
PEABODY, MA
Past
January 17, 2006 - February 27, 2009
OSAIC FS, INC.
RIA
CRD#: 3870
BEVERLY, MA
Past
April 1, 2005 - February 27, 2009
OSAIC FS, INC.
BD
CRD#: 3870
BEVERLY, MA
Past
October 23, 2000 - April 5, 2005
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
October 11, 1985 - October 26, 2000
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/31/2022)
RR
Florida(12/1/2018)
IAR
Florida(10/9/2024)
RR
Massachusetts(12/1/2018)
IAR
Massachusetts(1/17/2019)
RR
New Jersey(9/10/2020)
RR
North Carolina(12/1/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
