Brian A. Wendler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Alan Wendler, who also goes by Brian A Wendler, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1985. Brian had worked at 10 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2020 - February 7, 2022
SKYSTONE SECURITIES, LLC
November 20, 2017 - February 7, 2020
DCF, LLC
September 8, 2016 - April 10, 2017
STILLPOINT CAPITAL, LLC
February 11, 2000 - September 2, 2016
AVANTAX INVESTMENT SERVICES, INC.
September 19, 1997 - May 18, 1998
SUPERIOR FINANCIAL GROUP, INC.
October 14, 1993 - October 4, 1995
RUSHMORE SECURITIES CORPORATION
December 3, 1990 - January 7, 1991
CITADEL FINANCIAL MARKETS, INC.
January 5, 1989 - October 23, 1991
WILSON STEPHENSON INCORPORATED
June 4, 1987 - April 18, 1988
HOME SHOPPING CLUB SECURITIES, INC.
August 20, 1985 - January 2, 1987
PACE RESEARCH SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/23/2024
General Securities Representative ExaminationSeries 52TO
Date: 3/23/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 3/23/2024
Operations Professional ExaminationCurrent Firm
SKYSTONE SECURITIES, LLC
CRD#: 131953 / SEC#: , 8-66529
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
