John J. Dearing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Jeffrey Dearing, who also goes by John J Dearing, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2009. John had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2012 - July 7, 2015
MC ASSET MANAGEMENT AMERICAS, LTD.
June 10, 2009 - December 31, 2011
ALADDIN CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 12/27/2003
Corporate Securities Limited Representative ExaminationCurrent Firm
MC ASSET MANAGEMENT AMERICAS, LTD.
CRD#: 23330 / SEC#: , 8-40330
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MC ASSET MANAGEMENT HOLDINGS LLC | SHAREHOLDER | |
| CURRAN, PATRICK DENIS | CHIEF COMPLIANCE OFFICER | 2170823 |
| CURRAN, PATRICK DENIS | PRESIDENT & CEO & DIRECTOR | 2170823 |
| HIKE, AYAKO | FINANCIAL AND OPERATIONS PRINCIPAL | 6020701 |
| MAGHAKIAN, APRIL | SECRETARY & TREASURER | 6295991 |
| OGIKUBO, NAOSHI | DIRECTOR | 6309272 |
| SANAMI, YASUYUKI | DIRECTOR | 6639194 |
Red Flags
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