Douglas M. Marzonie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Michael Marzonie was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1985. Douglas had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2016 - October 15, 2019
SEAPORT GLOBAL SECURITIES LLC
July 13, 2009 - June 29, 2016
CRT CAPITAL GROUP LLC
February 9, 2009 - July 15, 2009
SEARLE & CO.
August 30, 2000 - January 3, 2002
NATWEST MARKETS SECURITIES INC.
September 1, 1987 - August 7, 2000
NATWEST MARKETS SECURITIES INC.
September 4, 1985 - July 15, 1987
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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