Karen L. Kittay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen L Kittay, who also goes by Karen Louise Bednarek Ms., Karen Louise Bednarek, Karen Bednarek, Karen Kittay, Karen Lipinski, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1992. Karen had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2013 - February 10, 2014
GRADIENT ADVISORS, LLC
July 18, 2013 - February 10, 2014
GRADIENT SECURITIES, LLC
October 29, 2008 - June 18, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
July 14, 2006 - January 17, 2008
KESTRA INVESTMENT SERVICES, LLC
June 21, 2004 - March 16, 2006
METROPOLITAN LIFE INSURANCE COMPANY
June 21, 2004 - March 16, 2006
MSI FINANCIAL SERVICES, INC.
November 22, 1992 - June 16, 2004
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/26/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
