Bruce G. Kaserman

B.G. KASERMAN & ASSOCIATES L.L.C.

VIENNA, VA

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CRD#: 1399350

Professional summary

Bruce Gary Kaserman is a registered financial advisor currently at B.G. KASERMAN & ASSOCIATES L.L.C. located in Vienna, Virginia.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Bruce has worked at 25 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BGK Financial; Investment-related; Home Office, Vienna, VA; Independent Insurance Broker; President; 01/2010; 16 hours per month; 2 during securities trading hours; Independent Insurance Broker and also sells gold and silver

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Gary Kaserman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2025 - Present

B.G. KASERMAN & ASSOCIATES L.L.C.

RIA

CRD#: 334031

VIENNA, VA

Past

January 7, 2021 - March 17, 2025

PORTFOLIO MEDICS, LLC

RIA

CRD#: 145958

VIENNA, VA

Past

January 3, 2018 - January 2, 2020

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

Vienna, VA

Past

September 26, 2016 - December 8, 2017

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Vienna, VA

Past

April 2, 2015 - December 14, 2015

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

VIENNA, VA

Past

August 14, 2003 - August 5, 2004

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

BLOOMINGTON, IL

Past

March 8, 2002 - August 18, 2003

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HOLBROOK, NY

Past

September 12, 2000 - March 1, 2002

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

OKLAHOMA CITY, OK

Past

June 23, 2000 - September 13, 2000

BRILL SECURITIES, INC.

CRD#: 18565

NEW YORK, NY

Past

August 30, 1999 - June 22, 2000

SECWEST SECURITIES, INC.

CRD#: 25966

FT. LAUDERDALE, FL

Past

June 14, 1997 - August 31, 1999

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

March 8, 1996 - April 15, 1997

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

July 26, 1995 - March 5, 1996

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

September 15, 1992 - August 1, 1995

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

April 6, 1990 - August 26, 1992

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 18, 1989 - December 19, 1989

INSTITUTIONAL EQUITY CORPORATION

CRD#: 19628

DALLAS, TX

Past

March 2, 1989 - July 12, 1989

J F LOWE & COMPANY INCORPORATED

CRD#: 11830

Past

November 22, 1988 - February 28, 1989

POWER SECURITIES CORPORATION

CRD#: 15527

Past

October 13, 1987 - December 7, 1988

MADISON CHAPIN ASSOCS., INC.

CRD#: 14483

Past

April 30, 1987 - October 27, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Past

January 20, 1987 - May 20, 1987

BROOKS WEINGER ROBBINS & LEEDS INC.

CRD#: 14156

Past

November 25, 1986 - January 15, 1987

SUNRISE CAPITAL CORP.

CRD#: 4283

Past

July 15, 1986 - August 26, 1986

INVESTORS CENTER, INC.

CRD#: 14670

Past

May 27, 1986 - July 10, 1986

NORBAY SECURITIES INC.

CRD#: 5431

Past

May 12, 1986 - May 30, 1986

SANDHURST SECURITIES LTD.

CRD#: 13831

Past

October 22, 1985 - May 7, 1986

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/8/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/31/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/15/1995

General Securities Principal Examination

Current Firm

B.G. KASERMAN & ASSOCIATES L.L.C.

B.G. KASERMAN & ASSOCIATES L.L.C. | BGK FINANCIAL

CRD#: 334031 / SEC#:

Virginia

Registered Investment Advisory firm - (3/18/2025 Approved)

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Contact information

Main Address

Vienna, VA

Mailing Address

Phone number

(703) 242-3659

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bruce G. Kaserman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Gary Kaserman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO MEDICS, LLC

FIRST ADVISORS NATIONAL, LLC

HORTER INVESTMENT MANAGEMENT, LLC

REGAL INVESTMENT ADVISORS LLC

FIRST MIDWEST SECURITIES, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

AMERICAN INVESTMENT SERVICES, INC.

BRILL SECURITIES, INC.

SECWEST SECURITIES, INC.

FFP SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FIRST MONTAUK SECURITIES CORP.

ROBERT THOMAS SECURITIES, INC

MORGAN STANLEY DW INC.

INSTITUTIONAL EQUITY CORPORATION

J F LOWE & COMPANY INCORPORATED

POWER SECURITIES CORPORATION

MADISON CHAPIN ASSOCS., INC.

THE STUART-JAMES COMPANY, INCORPORATED

BROOKS WEINGER ROBBINS & LEEDS INC.

SUNRISE CAPITAL CORP.

INVESTORS CENTER, INC.

NORBAY SECURITIES INC.

SANDHURST SECURITIES LTD.

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2015

Series 63

Date: 8/28/1985

Series 3

Date: 7/8/1991

Series 7

Date: 10/19/1985

Series 51

Date: 3/31/2003

Series 24

Date: 9/15/1995

Current Firm

B.G. KASERMAN & ASSOCIATES L.L.C.

Contact information

Documents

Red Flags

Company Information

B.G. KASERMAN & ASSOCIATES L.L.C.

TRUST BUT VERIFY

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