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Robert Alexander Iliceto

CRD# 1399215·Registered 1988 - 1996
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Alexander Iliceto, who also goes by Robert A Iliceto, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1988 - 1996. Robert had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert A Iliceto

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

ROYAL PALM INVESTMENTS, LTD.·CRD# 28761
BD
Green Acres, FL
February 28, 1996 - June 28, 1996
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
November 25, 1991 - February 21, 1996
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
April 19, 1988 - December 9, 1991

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Current Firm

RP
ROYAL PALM INVESTMENTS, LTD.

PCM SECURITIES LIMITED, L.P. | ROYAL PALM INVESTMENTS, LTD. | PCM SECURITIES, LTD.

CRD#: 28761 / SEC#: 8-43951
BD
Cancelled by SEC on 06/13/2003

Contact Information

Established

New York since 06/01/1991

Firm Type

Partnership

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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