George J. Psyhogeos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George James Psyhogeos, who also goes by George James Psyhoges, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1985. George had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2015 - December 23, 2016
CANTOR FITZGERALD & CO.
August 22, 2013 - September 29, 2015
KEYBANC CAPITAL MARKETS INC.
June 16, 2004 - August 19, 2013
FIDELITY BROKERAGE SERVICES LLC
June 15, 2000 - August 20, 2013
NATIONAL FINANCIAL SERVICES LLC
March 2, 1998 - April 17, 2000
RBC CAPITAL MARKETS, LLC
January 28, 1997 - March 2, 1998
DAIN RAUSCHER INCORPORATED
October 21, 1996 - February 10, 1997
CIBC WORLD MARKETS CORP.
September 23, 1994 - October 3, 1996
WELLS FARGO CLEARING SERVICES, LLC
January 1, 1990 - October 17, 1994
KIDDER, PEABODY & CO. INCORPORATED
May 5, 1987 - September 16, 1989
KIDDER, PEABODY & CO. INCORPORATED
August 20, 1985 - May 13, 1987
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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