Ann M. Westmoreland Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Michelle Westmoreland Flynn, who also goes by Ann Michelle Flynn, Ann Michelle Westmoreland Flynn, Ann Michelle Westmoreland, was a registered financial professional .
Ann is a previously registered financial professional and started their career in finance in 1985. Ann had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2017 - April 9, 2018
OBJECTIVE ADVISORS, INC.
March 30, 1994 - November 28, 1994
CALIBRE FINANCIAL GROUP, INC.
October 7, 1986 - January 7, 1989
LEHMAN BROTHERS INC.
November 19, 1985 - September 16, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OBJECTIVE ADVISORS, INC.
CRD#: 107552 / SEC#: 801-49462
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
