Patrick J. Mcgarvey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick James Mcgarvey was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1985. Patrick had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 15, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2006 - January 7, 2019
GRV SECURITIES LLC
June 9, 2003 - October 14, 2004
GRIFFIN CAPITAL SECURITIES, LLC
November 3, 2000 - July 5, 2001
CREDIT SUISSE SECURITIES (USA) LLC
June 11, 1998 - December 18, 2000
PERSHING LLC
June 17, 1994 - May 29, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 1985 - April 28, 1994
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 12/9/1985
Foreign Currency Options ExaminationSeries 5
Date: 11/19/1985
Interest Rate Options ExaminationCurrent Firm
GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
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