Thomas M. Flowers
Professional summary
Thomas Martin Flowers, CFP®, who also goes by Tom Flowers, is a registered financial advisor currently at ECAPITAL ADVISORS, INC. located in Waco, Texas.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Thomas has worked at 4 firms and has passed the Series 63, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Martin Flowers's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1993
Experience
August 6, 1990 - Present
ECAPITAL ADVISORS, INC.
April 26, 1991 - October 29, 1997
AVANTAX INVESTMENT SERVICES, INC.
July 9, 1988 - December 21, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 1985 - June 15, 1988
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/6/1990)
Exams
Series 15
Date: 10/17/1985
Foreign Currency Options ExaminationCurrent Firm
ECAPITAL ADVISORS, INC.
CRD#: 114734 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 15,600,920 |
Red Flags
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