Michael C. Munck
Professional summary
Michael Christopher Munck is a registered financial professional currently at B. RILEY SECURITIES, INC. located in Los Angeles, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 8 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Christopher Munck's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2017 - Present
B. RILEY SECURITIES, INC.
Office #1: 11100 Santa Monica Blvd. Suite 800, Los Angeles, CA 90025May 3, 2017 - January 15, 2020
B. RILEY CAPITAL MANAGEMENT
February 17, 2005 - November 30, 2017
B. RILEY & CO., LLC
September 3, 2002 - February 15, 2005
NATIONAL SECURITIES CORPORATION
December 17, 1999 - September 4, 2002
LADENBURG THALMANN & CO. INC.
April 5, 1999 - December 8, 1999
DABNEY FLANIGAN, LLC
September 8, 1994 - April 5, 1999
WELLS FARGO SECURITIES, LLC
February 14, 1986 - June 10, 1994
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2017)
(10/5/2017)
(11/26/2019)
(1/7/2022)
(11/26/2019)
(1/10/2024)
(10/5/2017)
(10/5/2017)
(11/26/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 10/4/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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