Michael Giokas
Professional summary
Michael Giokas was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Michael had worked at 7 firms, which includes FORTUNE FINANCIAL SERVICES INC., APW CAPITAL INC., SECURITIES SERVICE NETWORK LLC, LPL FINANCIAL LLC, GUARDIAN INVESTOR SERVICES LLC, FSC SECURITIES CORPORATION, LINCOLN FINANCIAL DISTRIBUTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2013 - October 2, 2017
FORTUNE FINANCIAL SERVICES, INC.
March 21, 2002 - February 21, 2013
APW CAPITAL, INC.
March 19, 1999 - October 29, 2001
SECURITIES SERVICE NETWORK, LLC
September 22, 1992 - March 18, 1999
LPL FINANCIAL LLC
August 20, 1991 - September 23, 1992
GUARDIAN INVESTOR SERVICES LLC
December 8, 1987 - May 14, 1991
FSC SECURITIES CORPORATION
June 9, 1986 - December 19, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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