Donald L. Braegger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Braegger, who also goes by Don Braegger, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1985. Donald had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2013 - April 24, 2014
ADVANCED PRACTICE ADVISORS, LLC
February 3, 2004 - September 18, 2012
STRATEGIC ADVISERS LLC
January 29, 2004 - September 17, 2012
FIDELITY BROKERAGE SERVICES LLC
January 31, 2002 - August 22, 2002
WELLS FARGO INVESTMENTS, LLC
December 13, 2001 - August 22, 2002
WELLS FARGO INVESTMENTS, LLC
April 17, 2000 - November 26, 2001
IFG NETWORK SECURITIES, INC.
March 31, 1995 - April 19, 2000
ZIONS DIRECT, INC.
July 26, 1994 - April 21, 1995
CITIGROUP GLOBAL MARKETS INC.
May 23, 1991 - June 17, 1994
B. C. ZIEGLER AND COMPANY
August 1, 1989 - January 22, 1990
MESIROW FINANCIAL, INC.
December 9, 1988 - August 1, 1989
MESIROW CAPITAL, INC.
September 25, 1985 - October 23, 1987
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ADVANCED PRACTICE ADVISORS, LLC
CRD#: 154084 / SEC#: 801-71514
Contact information
Red Flags
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