Linda Morales
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Morales was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1985. Linda had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2007 - March 11, 2013
WFG ADVISORS, LP
July 5, 2007 - March 11, 2013
WFG INVESTMENTS, INC.
September 12, 2006 - July 2, 2007
FIRST MIDAMERICA INVESTMENT CORPORATION
May 10, 2006 - July 2, 2007
FIRST MIDAMERICA INVESTMENT CORPORATION
July 1, 2003 - May 11, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - May 11, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 27, 1987 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 27, 1987 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 30, 1987 - July 31, 1987
CHARLES SCHWAB & CO., INC.
October 23, 1985 - March 24, 1987
CROSSMARK DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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