Stanton W. Spackeen
Professional summary
Stanton William Spackeen, who also goes by Stan William Spackeen, Stanton William Spakeen, is a registered financial advisor currently at FINANCIAL DIRECTIONS LLC located in Tucson, Arizona.
Stanton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Stanton has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stanton William Spackeen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2022 - Present
FINANCIAL DIRECTIONS LLC
Office #1: 1228 East Prince Road, Tucson, AZ 85719April 30, 1999 - December 31, 2021
TRIAD ADVISORS LLC
January 31, 1997 - May 4, 1999
OSAIC WEALTH, INC.
March 29, 1996 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
January 1, 1994 - April 2, 1996
LEGEND EQUITIES CORPORATION
March 4, 1992 - January 1, 1994
LEGEND CAPITAL CORPORATION
October 18, 1985 - February 21, 1992
CITISTREET EQUITIES LLC
Primary Firm SEC Registration
FINANCIAL DIRECTIONS LLC
CRD#: 108475 / SEC#: 801-56919
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/12/2022)
(9/19/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FINANCIAL DIRECTIONS LLC
CRD#: 108475 / SEC#: 801-56919
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,200 |
| AUM (Assets Under Management) | $ 672,472,149 |
Red Flags
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