Michael L. Melson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lee Melson was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2011 - March 25, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 11, 2011 - March 25, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 18, 2004 - February 11, 2011
QA3 FINANCIAL LLC
March 18, 2004 - February 11, 2011
QA3 FINANCIAL CORP.
January 23, 2003 - March 17, 2004
FREEDOM ASSET MANAGEMENT, INC.
May 7, 2001 - March 17, 2004
FREEDOM FINANCIAL, INC.
March 7, 1997 - May 18, 2001
AVANTAX INVESTMENT SERVICES, INC.
January 2, 1997 - March 12, 1997
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 25, 1991 - December 31, 1996
WOODBURY FINANCIAL SERVICES, INC.
March 26, 1987 - December 31, 1990
WOODBURY FINANCIAL SERVICES, INC.
May 14, 1986 - March 10, 1987
CONSECO FINANCIAL SERVICES, INC.
September 23, 1985 - June 10, 1986
USLIFE EQUITY SALES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
