Robert M. Spingarn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Spingarn, who also goes by Rob Spingarn, Robert Spingarn, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 86, Series 87, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2021 - April 23, 2025
MELIUS RESEARCH
April 11, 2005 - December 14, 2021
CREDIT SUISSE SECURITIES (USA) LLC
July 28, 2003 - March 10, 2005
WELLS FARGO SECURITIES, LLC
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
April 2, 1996 - July 18, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/22/2022
General Securities Representative ExaminationCurrent Firm
MELIUS RESEARCH
CRD#: 312314 / SEC#:
Contact information
Red Flags
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