Kevin M. Short
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Short was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1985. Kevin had worked at 4 firms and has passed the Series 63, Series 6, Series 22, Series 27, Series 24, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1991 - August 23, 1991
CITY ASSOCIATES INVESTMENT CORPORATION
May 13, 1991 - June 4, 1991
WESTMARK SECURITIES CORPORATION
November 5, 1986 - November 15, 1991
CONLI, MICHAELS, INC.
September 11, 1985 - September 27, 1985
ROCKWELL FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITY ASSOCIATES INVESTMENT CORPORATION
CRD#: 15725 / SEC#: , 8-32605
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
