Scott D. Martis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Douglas Martis was a registered financial advisor .
Scott is a previously registered financial advisor and started their career in finance in 1985. Scott had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2007 - November 11, 2011
FORTUNE FINANCIAL SERVICES, INC.
November 10, 2005 - March 20, 2006
EQUITAS AMERICA, LLC
March 3, 2005 - September 7, 2005
HARBOUR INVESTMENTS, INC.
January 15, 2004 - February 17, 2005
INVEST FINANCIAL CORPORATION
November 24, 2003 - February 17, 2005
INVEST FINANCIAL CORPORATION
December 7, 2001 - November 25, 2003
VERAVEST INVESTMENTS, INC.
June 27, 1994 - December 19, 2001
OSAIC FS, INC.
July 2, 1991 - July 25, 1994
NYLIFE SECURITIES LLC
October 14, 1985 - May 16, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
