Allan D. Riggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Dexter Riggs, CFP®, who also goes by Allan Doyle Riggs, was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1985. Allan had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2013 - May 15, 2023
CYPRESS WEALTH ADVISORS, LLC
October 26, 2006 - December 31, 2006
SUMMIT WEALTH MANAGEMENT,INC
August 17, 2006 - February 19, 2013
SUMMIT WEALTH MANAGEMENT, INC
May 6, 2005 - August 17, 2006
SUMMIT WEALTH MANAGEMENT,INC
January 7, 2004 - March 4, 2005
USAA FINANCIAL ADVISORS, INC.
June 30, 1998 - December 31, 2003
USAA INVESTMENT SERVICES COMPANY
January 1, 1997 - March 4, 2005
USAA FINANCIAL PLANNING SERVICES
May 12, 1995 - December 11, 1996
USAA INVESTMENT SERVICES COMPANY
October 15, 1985 - January 5, 1995
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CYPRESS WEALTH ADVISORS, LLC
CRD#: 166414 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 278 |
| AUM (Assets Under Management) | $ 70,512,940 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
