Ronald D. Catto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Douglas Catto was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1985. Ronald had worked at 5 firms and has passed the Series 63, Series 7, Series 6, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1989 - March 2, 1995
WESTMARK SECURITIES CORPORATION
May 2, 1989 - September 28, 1989
MERCHANT BANKING SERVICES, INC.
February 22, 1989 - May 9, 1989
STERN FINANCIAL SECURITIES, INC.
November 29, 1988 - March 1, 1989
REMINGTON SECURITIES, INC.
August 27, 1985 - November 30, 1988
ELLMAN & HOWE SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
WESTMARK SECURITIES CORPORATION
CRD#: 16709 / SEC#: , 8-34402
Contact information
Documents
Red Flags
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