Dagmar Heinert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dagmar Heinert was a registered financial professional .
Dagmar is a previously registered financial professional and started their career in finance in 1985. Dagmar had worked at 12 firms and has passed the Series 63, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2008 - September 4, 2013
NEWPORT COAST SECURITIES, INC.
October 23, 2003 - October 27, 2008
BASIC INVESTORS INC.
October 1, 2003 - October 22, 2003
AARON CAPITAL INCORPORATED
July 3, 2002 - September 24, 2003
CAMDEN SECURITIES, INC.
October 11, 2001 - July 2, 2002
MACARTHUR STRATEGIES, INC.
July 12, 2000 - October 11, 2001
NEXCORE CAPITAL, INC.
March 24, 1999 - June 27, 2000
STOCK USA, INC.
December 16, 1998 - March 19, 1999
AMERICAN INCOME SECURITIES
September 6, 1994 - December 17, 1998
INCOME NETWORK COMPANY
January 16, 1991 - September 22, 1994
UNITED INTERNATIONAL SECURITIES, INC.
November 18, 1988 - April 9, 1991
REMINGTON SECURITIES, INC.
August 27, 1985 - November 22, 1988
ELLMAN & HOWE SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 4/12/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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