Brian A. Laishes
Professional summary
Brian Anthony Laishes was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Brian had worked at 6 firms, which includes INVESTACORP ADVISORY SERVICES INC, INVESTACORP INC., COMMONWEALTH FINANCIAL NETWORK, THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC, MUTUAL OF OMAHA INVESTOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2006 - February 21, 2019
INVESTACORP ADVISORY SERVICES INC
January 3, 2006 - February 21, 2019
INVESTACORP, INC.
July 31, 2000 - December 31, 2005
COMMONWEALTH FINANCIAL NETWORK
June 30, 1986 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 30, 1986 - August 15, 2000
EQUITABLE ADVISORS, LLC
August 9, 1985 - July 22, 1986
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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