James R. Bechtel

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CRD#: 1397046

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Robert Bechtel was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1987. James had worked at 5 firms and has passed the Series 65, Series 52 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 9, 2014 - August 4, 2016

ALAMAR CAPITAL MANAGEMENT, LLC

RIA

CRD#: 154413

SANTA BARBARA, CA

Past

January 19, 2005 - May 3, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SANTA BARBARA, CA

Past

January 22, 2002 - February 2, 2004

ROXBURY CAPITAL MANAGEMENT LLC

RIA

CRD#: 108832

SANTA MONICA, CA

Past

November 10, 1987 - May 19, 1988

PRESCOTT, BALL & TURBEN, INC.

CRD#: 7656

Past

April 24, 1987 - November 10, 1987

CRANSTON SECURITIES COMPANY

CRD#: 7141

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALAMAR CAPITAL MANAGEMENT, LLC

CRD#: 154413 / SEC#: 801-119070

RIA

Registered Investment Advisory firm - (7/16/2020 Approved)

California

Registered Investment Advisory firm - (8/22/2020 Terminated)

Illinois

Registered Investment Advisory firm - (7/16/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 52

Date: 10/13/1983

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/3/1987

Municipal Securities Principal Examination

Current Firm

ALAMAR CAPITAL MANAGEMENT, LLC

CRD#: 154413 / SEC#: 801-119070

RIA

Registered Investment Advisory firm - (7/16/2020 Approved)

California

Registered Investment Advisory firm - (8/22/2020 Terminated)

Illinois

Registered Investment Advisory firm - (7/16/2020 Terminated)

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Contact information

Main Address

200 E Carrillo Suite 304, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 897-1144

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALAMAR CAPITAL MANAGMENT, LLC FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 251,395,704

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. Bechtel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALAMAR CAPITAL MANAGEMENT, LLC

WELLS FARGO INVESTMENTS, LLC

ROXBURY CAPITAL MANAGEMENT LLC

PRESCOTT, BALL & TURBEN, INC.

CRANSTON SECURITIES COMPANY

Primary Firm SEC Registration

ALAMAR CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2014

Series 52

Date: 10/13/1983

Series 53

Date: 9/3/1987

Current Firm

ALAMAR CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALAMAR CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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